Chad Conrad

Senior Legal Counsel, Investment Funds @Alberta Securities Commission

Calgary, AB, CA
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Aug 2014 — Present

Senior Legal Counsel, Investment Funds @Alberta Securities Commission

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CA

Regulatory policy development, legislative drafting, project leadership, negotiation of exemptive relief and participation in legislative amendments• Member of the CSA Investment Funds Committee working on mutual fund fees, burden reduction, and other initiatives• Member of the CSA Derivatives Committee working on regulatory reform of over-the-counter derivatives, in particular derivatives dealer conduct and registration

EDUCATION

1991 — 1999

University of Calgary

BComm, Finance

1991 — 1999

University of Calgary

BA, English

2008 — 2011

University of Calgary

JD, Law

SKILLS

Legal WritingDerivativesMergers & AcquisitionsCorporate GovernanceLegal ResearchCapital MarketsSoftware ImplementationAdministrative LawExchange Traded DerivativesCorporate FinanceCorporate TaxSecuritiesEquitiesCorporate LawCourtsBusiness AnalysisSoftware DesignTax LawAnalysisIncome TaxTaxTradingLegal Advice

ABOUT CHAD CONRAD

Senior Legal Counsel, Investment Funds Alberta Securities Commission

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Chad Conrad — Senior Legal Counsel, Investment Funds at Alberta Securities Commission in Calgary, AB, CA | Unifers