Cathy Duffy

Commercial Banking - Chief Compliance Officer

Role
Chief Compliance Officer - Commercial Banking Corporate Sector Employee Compliance Privacy at JPMorganChase
Location
Brooklyn, NY, US
LinkedIn followers
500 followers

About Cathy Duffy

Specialties: credit risk, operational risk management, policy development

Experience

  1. Chief Compliance Officer - Commercial Banking Corporate Sector Employee Compliance Privacy

    JPMorganChase

    Mar 2013 — Present · New York, NY, US

    Head of Compliance for Commercial Banking Line of Business, Corporate Sector groups (Finance, Legal, Risk, Human Resources, Chief Administrative Office, etc), Employee Compliance (Personal Account Dealing, Licensing & Registration, Anti Corruption, Code of Conduct) and Privacy

Education

  • The Fletcher School at Tufts University

    MALD, finance, international government, Eastern European history

    1982 — 1984

  • Mount Holyoke College

    BA, History, German

    1977 — 1981

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Cathy Duffy — Chief Compliance Officer - Commercial Banking Corporate Sector Employee Compliance Privacy at JPMorganChase in Brooklyn, NY, US | Unifers