Catherine Ling
Director – Risk Management ✦ Senior Group Manager ✦ Operational Risk & Controls ✦ Enterprise Risk & Compliance ✦ IT & Business Transformation ✦ Change Management & Thought Leadership ✦ Issue Management
- Role
- Director & Manager, Group Risk at Union Bank
- Location
- Los Angeles, CA, US
- LinkedIn followers
- 500 followers
About Catherine Ling
As a business and enterprise risk management leader, I manage risk, drive compliance, bolster business capabilities, and address emerging issues through the implementation of robust controls and completion of audits to mitigate ongoing and emerging risks. My accomplishments have branded me as a thought leader with an in-depth experience working in finance, business, and technology to pioneer full-scale compliance and risk management frameworks, leveraging my expertise to spearhead a variety of process improvement programs and deliver sustainable solutions that integrate risk compliance, regulatory requirements, and advanced technology. Known for building and shaping high-performing, multidisciplinary teams, I work collaboratively across all lines of defense, operations, finance, and IT to design and deploy risk management and compliance frameworks and strong controls to strengthen the risk posture and impact value. Banking Regulations Business Transformation Risk Control Self Assessments (RCAs) Information Technology Internal & External Audits Issue Management & Remediation Operational Risk & Controls Management Change Management Cross-Functional & Team Leadership ERM Frameworks Information Technology Performance & Process Improvement Program & Project Management Regulatory Exam Management Risk Mitigation & Compliance Strategic Planning & Execution Thought Leadership & Critical Thinking If you need strong growth- and results-driven leadership to move your organization to its next level of success, contact me at l••••••••@gmail.com.
Experience
Director & Manager, Group Risk
Jan 2012 — Present · US
Earned promotion to bolster and build an enterprise operational risk management program for the global trust service division, encompassing domestic and global custody services, trust sales, corporate trust services, marketing, and operations. Architect the strategic vision to advance first-line-of-defense coverage and partner with all lines of defense, compliance, operations, HR, credit, cybersecurity, IT, business continuity, reputation risks, among others: Survey emerging and developing regulatory requirements and trends, crafting actionable plans to mitigate risk and develop solutions-focused modifications. Elevated issue management processes by mitigating non-compliance and regulatory risk, partnering with strategic stakeholders to uncover, validate, and resolve open issues. Managed RCSA’s, identifying and assessing risk exposure, documenting business and it controls, overseeing control testing, and establishing key risk metrics and all other aspects of RCSA’s Collaborate with senior leaders and business lines to develop resolution plans and risk appetite statements and complete risk governance, product service risk, and payment system assessments. Facilitated audit and regulatory exams and remediation efforts Key player on governance committees and group, guiding and providing advisory services to business and technology stakeholders to reduce risk exposure and further objectives.
Education
Walsh College
Master of Science - MS, Business Information Technology & Information Assurance
Rochester College
Bachelor of Business Administration (B.B.A.), Management
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