Cassandra Becker

Cassandra Becker

Chief Compliance Officer and Senior Counsel @Prosperity Asset Management

New York, NY, US
EMAILS
c••••••••@prosperityasset.com
MOBILE NUMBERS
+17•••••••25

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WORK HISTORY

Aug 2024 — Present

Chief Compliance Officer and Senior Counsel @Prosperity Asset Management

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New York, NY, US

EDUCATION

N/A

University of Illinois at Urbana-Champaign

B.A.

N/A

Northwestern University School of Law

J.D.

SKILLS

InvestmentsComplianceSecurities LitigationFinancial Risk ManagementCorporate LawCorporate GovernanceMutual FundsFinancial ServicesTransactional LawDue DiligenceInvestment AdvisorySecurities RegulationSecuritiesSecurities LawMergers & AcquisitionsCapital MarketsDerivatives

ABOUT CASSANDRA BECKER

Financial services attorney with deep experience across regulatory, compliance, corporate…

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