Carter W.

About Carter W.

Experienced Vice President as well as Risk, Regulatory, and Compliance Analyst with…

Experience

1. Vice President, Investment Oversight Team Manager & External Performance Analyst

   BOK Financial

   Jan 2019 — Present

   Integral member of the Advisor Trust Services team for the Private Wealth division where BOK Financial and its subsidiaries serve as corporate trustee in a sole or joint capacity while families maintain their relationships with their 3rd party investment advisor(s) and custodians. Custodian neutral options as well as directed and delegated trust administration solutions (unbundled trust services), Agent for Trustee, and Estate Settlement solutions. Responsible for the adherence to compliance regulations for institutions, advisors and vendors as well as the investment oversight and monitoring of all trust accounts within the line of business. Manage the facilitation of agreement modifications and provide solutions both internally and externally to mitigate risk for all parties from a systems, application, and regulatory standpoint. Identify and implement ways to increase revenue and operational efficiencies for the business line and across all fiduciary services teams. Responsible for the success of the investment oversight team tasked with ongoing monitoring of accounts, firms, and advisors we work with. Actively contribute to business line awareness across all states in which we serve, overall Private Wealth division growth, relationship retention, and business development.