Carter Sims

SVP, Financial Institutions Group @Tortoise Capital

Denver, CO, US
MOBILE NUMBERS
+12•••••••59

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WORK HISTORY

Mar 2025 — Present

SVP, Financial Institutions Group @Tortoise Capital

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Overland Park, KS, US

Leading effort to expand Tortoise Capital\'s presence in the TAMP, RIA Aggregator and Bank Trust Channels.

EDUCATION

N/A

The Wharton School

Securities Industry Institute, 2011

1984 — 1988

Boston College

BS, Finance

SKILLS

Series 63SalesAsset AllocationMutual FundsRisk ManagementSeries 7BondsSeries 24FinraInvestmentsManagementEtfs401kFinancial ServicesFinanceInvestment ManagementWealth ManagementFixed IncomeWealth Management ServicesAsset ManagmentSeries 65Structured ProductsAsset ManagementFund of FundsEquitiesInvestment StrategiesAlternative InvestmentsSeparately Managed AccountsPortfolio ManagementHedge FundsInvestment AdvisorySecurities

ABOUT CARTER SIMS

C-level financial services executive with 30 years of leading and building teams, running businesses and acquiring a global perspective on achieving maximum potential through strategic planning and execution. Unique expertise in creating strong team cultures, generating top- and bottom-line growth, executing on long-term strategies, guiding sales, distribution, product development and marketing. Past Chairman and Vice Chairman: Insured Retirement Institute (IRI); Member, Asset Managers Committee and ICI Salesforce Leadership Committee.

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