Carrie Penman

Chief Risk and Compliance Officer @NAVEX

Bedford, MA, US
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Sep 2019 — Present

Chief Risk and Compliance Officer @NAVEX

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Bedford, MA, US

EDUCATION

1975 — 1979

Purdue University

Bachelor of Science (B.S.), Textile Science

SKILLS

StrategyMergers & AcquisitionsManagementTeam BuildingBoard TrainingComplianceCorporate MonitorRisk ManagementTraining DeliveryGovernmentStrategic LeadershipTrainingCorporate GovernanceBoard GovernanceInternal InvestigationsDue DiligenceChange ManagementTeam LeadershipBusiness EthicsRisk AssessmentSarbanes-Oxley ActCoachingBusiness StrategyPolicyStrategic PlanningEnterprise Risk ManagementCompliance ManagementMergersContract NegotiationLeadership DevelopmentGovernanceBusiness Process ImprovementBudgetsEthicsCross-Functional Team LeadershipCorporate LawLeadershipManagement ConsultingFcpaNegotiation

ABOUT CARRIE PENMAN

As one of the earliest ethics officers in the industry, Carrie Penman has been with NAVEX since 2003 after serving four years as deputy director of the Ethics and Compliance Officer Association (ECOA) now ECI. A scientist by training, she developed and directed the first corporate-wide global ethics program at Westinghouse Electric Corporation from Chief Risk and Compliance Officer for NAVEX, Carrie leads the company’s formal risk management processes. She also oversees its internal ethics and compliance activities employing many of the best practices that NAVEX recommends to its customers.Carrie has extensive client-facing risk and compliance consulting experience, including more than 15 years as an advisor to boards and executive teams; most recently as NAVEX’s SVP of Advisory Services. She has also served as a corporate monitor and independent consultant for companies with government settlement agreements.Carrie was awarded the inaugural Lifetime Achievement Award for Excellence in Compliance 2020 by Compliance Week magazine. In 2017, Carrie received the ECI’s Carol R. Marshall Award for Innovation in Corporate Ethics for an extensive career contributing to the advancement of the ethics and compliance field worldwide.

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