Caroline Haber
Citi Wealth, CIO Insights Management & Strategy @ Citi
- Role
- Wealth, CIO Insights Execution at Citi
- Location
- San Francisco, CA, US
- LinkedIn followers
- 500 followers
About Caroline Haber
Strategic operator bridging business, technology, legal, risk, and compliance. I…
Experience
Wealth, CIO Insights Execution
Apr 2022 — Present · San Francisco, CA, US
Strategic leader responsible for developing and implementing content governance frameworks and operational excellence initiatives across Citi Wealth. Successfully navigating complex organizational challenges while driving transformative solutions across global markets. Enterprise Risk & Control Leadership:Spearheaded ADA compliance framework development and implementation across CIO and Investments, establishing the team as enterprise-wide subject matter expertsLed SEC Marketing Rule implementation plan, including roll-out plan development, management, and training deliveryOrchestrated broker-dealer entity name change implementation, creating framework and training for multiple siloed teams across WealthDeveloped and implemented due diligence framework and Awards and Accolades procedures for Wealth organization based on SEC Marketing Rule requirements Content Strategy & Distribution Excellence:Identified gaps and developed distribution approval frameworks for regional markets, establishing standardized approval processesBuilt strategic partnerships with regional control partners to standardize branding and align global approvalsUncovered areas of improvement and alignment, providing clarity around workflows Technology Transformation & Process Innovation:Led business case development and requirements gathering for content management system implementationCreated content process flows and implementation frameworksFacilitated cross-functional alignment between technology, business, and control partnersDeveloped solution for template management and repository centralization Governance & Risk Management:In the absence of a centralized disclosure management system, established a disclosure review framework for content distributionDeveloped process manuals and guidelines for content creation, approval, and distributionLed responses to internal audit and regulatory requestsIdentified and resolved operational risks through process improvements
Education
Universidade Metodista de Piracicaba
Bacharel em Direito - equivalent of J.D., Law/ Juridical Sciences
1999 — 2005
University of San Francisco
Masters of Arts in International Studies, International/Global Studies
2010 — 2012
University of California, Berkeley - School of Law
Master of Laws - LLM, Law
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