Carol Rodrigues

Audit Analyst @KPMG India

Mumbai, IN

Key Roles and Responsibilities:• Assisted in planning and risk assessment procedures by understanding the client\'s business, risks, and financial structure.• Gathered preliminary financial data and performed initial analytical reviews to identify unusual trends.• Performed detailed substantive audit procedures, including testing transactions, reconciliation of balances, and verification of supporting documents.• Performed test of controls to evaluate the effectiveness of internal controls and processes.• Assisted in conducting cut-off testing and sampling procedures for revenue, expenses, and other key accounts.• Prepared audit working papers to document evidence and findings systematically.• Identified errors, misstatements, and irregularities and escalated them to senior auditors.• Verified assets, liabilities, revenue, and expenses to ensure their accuracy and completeness.• Confirmed balances and transactions with external parties (e.g, banks, suppliers, customers) as part of third-party confirmations.• Ensured compliance with statutory reporting requirements and industry regulations.• Assisted in reviewing tax computations and other statutory filings for accuracy.• Identified non-compliance issues and discuss remediation with senior auditors.• Communicated with client teams to collect necessary documents and clarifications.• Worked closely with clients to resolve audit queries efficiently.• Maintained well-organized audit files and working papers for record-keeping and future reference.• Worked closely with audit seniors, managers, and partners in executing audits effectively.• Supported in managing workload, meeting tight deadlines, and ensuring audit quality.• Assisted in handling ad hoc audit requests when needed.• Performed independent reviews of audit files to ensure compliance with International Standards on Auditing (ISA), PCAOB, IFRS, or local GAAP.

University of Mumbai

Bachelor of Commerce in Accounting and Finance

Holy Cross Convent High School - India

Secondary School Certificate

The Royal Higher Education Societys College of Arts Science and Commerce,Thane

Higher Secondary Certificate (Commerce)