Carol Pohlman
Director, Compliance & Regulatory Reporting at TradeStation
- Role
- Director, Compliance & Regulatory Reporting at TradeStation
- Location
- Dallas-Fort Worth, TX, US
- LinkedIn followers
- 500 followers
About Carol Pohlman
Proactive, analytical business professional with more than 20 years of experience in Financial Services. Excellent problem-solving skills, cross-functional collaboration, teachable team player, detail-oriented, and dedicated to customer service.
Experience
Director, Compliance & Regulatory Reporting
Apr 2021 — Present
Education
Baylor University - Hankamer School of Business
Bachelor of Business Administration - BBA, Marketing, International Business
1991 — 1995
Baylor University - Hankamer School of Business
BBA, Marketing and International Business
1991 — 1995
Skills
- Market Data
- Financial Analysis
- Series 4
- Relationship Management
- Series 63
- Securities
- Fixed Income
- Hedge Funds
- Financial Services
- Management
- Electronic Trading
- Equities
- Mutual Funds
- Risk Management
- Financial Markets
- Trading
- Investment Banking
- Options
- Finra
- Trading Systems
- Series 7
- Quality Assurance
- Series 24
- Equity Trading
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