Carlos de Lemos

VP Compliance @Santander Private Banking

Miami, FL, US
MOBILE NUMBERS
+15•••••••10

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WORK HISTORY

Feb 2016 — Present

VP Compliance @Santander Private Banking

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Miami, FL, US

I am currently employed as the Vice President, Compliance Officer and Project Coordinator and provide operational oversight and ensure on-going sustainability of organization while ensuring adherence to all criteria. I am proficient at directing and inspiring personnel to consistently accomplish organizational objectives while striving for customer excellence. I oversee suitability and regulatory compliance project life cycles and efficiently drive design requirements, testing and implementation processes.While in this position, I have successfully accomplished the following significant achievements:I executed innovative strategies effectively improving customer satisfaction and increasing business accounts.I enhanced workflows and maximized productivity by orchestrating processes and interfacing between Compliance, IT and various departments.I established advanced database review processes and continually ensured database accurate and up-to-date.I reduced costs while controlling expenses by efficiently administering budgets and implementing effective cost controls.

EDUCATION

2006 — 2007

IESE Business School

MBA, Management

1986 — 1989

DeVry Tech

BS, Electronics

SKILLS

Emerging MarketsAnti Money LaunderingOperations ManagementFinancial ServicesLeadershipCreditFinancial ModelingData ManagementMarket RiskBankingRisk ManagementTrade FinancePrivate BankingRegulatory ComplianceInvestment BankingCorporate FinanceFixed IncomeCapital MarketsCredit RiskFx OptionsDerivativesValuationProject PlanningCredit AnalysisAmlIT StrategyCommercial BankingData AnalysisFinancial MarketsBusiness Process ImprovementPortfolio ManagementEquitiesBusiness TransformationProject ManagementOperational RiskWealth ManagementInvestmentsStructured FinanceStructured ProductsFinancial Risk

ABOUT CARLOS DE LEMOS

I am a dynamic and versatile banking / corporate leader with proven experience in operational risk, compliance and data management, supporting B2b2C business, overseeing operations in USA, Spain and Latin America.I have managed cross functional teams, with focus on optimizing operations and executing cutting-edged process improvements, aimed at enhancing productivity while consistently achieving the vision of the organization.I possess in-depth expertise in private banking and compliance and am proficient in overseeing operations, administering budgets and controlling expenses while driving all aspects of project life cycles. In addition I leverage comprehension of core banking systems and query design. Connect with me today to find out how I will expertly drive, train and motivate personnel to produce outstanding and long-lasting results while swiftly transitioning from one critical task to the next to bring all of your organization’s objectives into focus!

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