Carlos Carrion
Vice-President and Counsel at State Street Bank and Trust Company
- Role
- Counsel and Vice-president, Legal and Regulatory Administration at State Street
- Location
- Boston, MA, US
- LinkedIn followers
- 500 followers
About Carlos Carrion
With over a combined decade of experience in securities regulation and compliance, our team at State Street focuses on navigating complex regulatory frameworks to support institutional clients. My role as Vice-President and Counsel emphasizes ensuring compliance with the Investment Company Act and other securities-related regulations, leveraging a deep understanding of the legal landscape. Previously, at the Massachusetts Securities Division, I led investigations into violations of securities laws. This work strengthened my focus on investor protection and transparent operations. My commitment to fostering ethical practices continues to guide our efforts at State Street in delivering innovative and compliant financial solutions.
Experience
Counsel and Vice-president, Legal and Regulatory Administration
Jan 2025 — Present · Boston, MA, US
Education
Virginia Commonwealth University
Bachelor of Arts (B.A.), Philosophy
2007 — 2011
New England Law | Boston
Doctor of Law - JD, Law
2016 — 2020
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