Carlos Herrera

WORK HISTORY

EDUCATION

SKILLS

ABOUT CARLOS HERRERA

Senior Finance Executive with over two decades of international experience in Investment Banking, Risk Management, Private Wealth, and Multilateral Banking. I currently support sovereign and cross-border risk assessments at a leading global financial institution, contributing to strategic decisions on a multi-asset portfolio with a large-scale multi-billion-dollar exposure across global markets. Previous career highlights include: • Leading investor engagement strategies that helped secure $500M+ in funding and manage over $1.7B in assets under advisory • Conducting due diligence on 950+ firms across fintech, biotech, and technology sectors, supporting IPO readiness and deal structuring • Contributing to successful IPO approvals for 7 Nasdaq-listed companies, 1 clearing firm, and 1 securitization fund—navigating complex SEC regulatory processes • Helping multiple companies go public, including Provention Bio, later acquired by Sanofi for $2.9Bn • Managing a $300M international development portfolio across 97 public-private projects in energy, education, health, and infrastructure.As a Registered Representative (FINRA Series 7) and Investment Advisor (Series 65), I bring deep regulatory expertise and market insight. My work bridges capital markets, due diligence, and high-level advisory for institutional and high-net-worth clients.I thrive in organizations that value honesty, curiosity, strategic thinking, collaborative leadership, and disciplined execution. With a global perspective and a passion for driving impact through finance, I seek to contribute meaningfully to institutions shaping the future of investment and development.