Carl Pierleoni
Wealth Management Professional with extensive client and compliance experience.
- Role
- Director at Sequent Group
- Location
- Reno, NV, US
- LinkedIn followers
- 500 followers
About Carl Pierleoni
Experienced and insightful Wealth Management professional with over 30 years of in-depth knowledge of applicable fiduciary laws, rules and regulations. Successful record of developing and implementing risk-based compliance programs for trust/banking/financial institutions. Broad knowledge of fiduciary operations; adept at streamlining processes to ensure optimal productivity and achievement. Resourceful problem solver; excels at breaking down business challenges and emerging with effective resolutions. Proficient at overseeing and managing all aspects of both internal audits and regulatory exams. Creative, motivational team leader with superior communication talents; proven ability to author LOB policies and procedures; ability to deliver staff and Board of Director training programs that significantly elevate understanding of risk and compliance issues. Specialties: Areas of expertise also include compliance, risk, audit and regulatory exam management, trust & estate administration, team leadership, training program management, and both internal and external communications.
Experience
Director
Sep 2020 — Present · Reno, NV, US
Education
ABA National Compliance School
Certification, Banking and AML Compliance
2007 — 2007
Iona University
Bachelor of Business Administration (BBA), Marketing
1981 — 1985
New York State Bankers Association Trust and Estate Schools
Certification, Trust and Estate Administration
1991 — 1994
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