Carl Norton
Regulatory Programme Manager (Global) @HSBC
Signup · Get unlimited contacts
WORK HISTORY
Regulatory Programme Manager (Global) @HSBC
London, GB
Delivery of (L)IBOR as well as working with the business and with change functions to review and help develop frameworks and remediation plans to ensure compliance with regulations worldwide. Also managing then US portfolio of change as a well as assisting in the planning of the global portfolio. Managed initiatives such as PRIIPs, Consumer Duty, TCFD, EO13959, T+1 US Trade Settlements.
EDUCATION
Birkbeck, University of London
Master of Arts (M.A.), Contemporary Literature
Sheffield Hallam University
Bachelor of Arts (BA), Combined Studies
SKILLS
ABOUT CARL NORTON
Business Financial Sector Knowledge:Managed delivery of tailored solutions for Front, middle, and back office processes and systems, POS, CRM, operations, finance, credit, collections, custody, certification, payments, settlements and accounts for banking, asset and wealth management, both institutional and retail. Delivery of business transformation solutions for all aspects of business including commercial, sales, marketing and customer-focused financial services. Familiar with investment administration practices: pricing, cost control, fund accounting, change management, settlement, credit, corporate actions and both business and statutory client reporting.Familiar with all financial instruments and asset classes (Equities, Fixed Income, Commodities, Currency, Derivatives).Experience of assuring compliance with financial regulations (incl. FCA, PRA, FSD, BoE & EU): E.g. GDPR, PECR, UCITS, MiFID (I & II), AIFMD, SMR/SMCR, CSDR, SRD, AML, PCI-DSS, Basel (CRV4) & Solvency II.Business Transformation:Strong knowledge of documentation standards e.g. BRD, FRD, Solutions Design. A fully hybrid change manager conversant will all aspects of change lifecycle management from concept to closure.Strong knowledge of Business process re-engineering (systems integration, process flows). Strong experience of all aspects of data management.Fully conversant with executive board presentations, budget control, project planning and forecasts, highlight management reports as well as conducting product quality reviews.Experience of bid management, procurement, and staff recruitment. Experience of controlling multi-million pound budgets.Leadership & Management:Managing employees and contractors; appraising, motivating, supporting and training of large teams, as well as managing project and programme teams. Strong people experience, able to interact with stakeholders, internal or external, junior or senior executive.Methodologies:PRINCE2, MSP, 3P0, Agile, SCRUM & Waterfall.Also a dual national with both British & Irish citizenship. Able to work in the EU.
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.