Carl Gee

Experience

1. Counsel

   Aristotle

   Sep 2024 — Present · Newport Beach, CA, US

   Regulatory and transactional legal support for Aristotle Pacific Capital\'s institutional focused investment management business and also with Aristotle Investment Services mutual fund business. Advising investment professionals and key stakeholders on legal and regulatory matters concerning institutional and retail products, such as registered mutual funds & ETFs, interval funds, private funds (alternatives, leveraged loans, credit, private equity), offshore funds, structured products (collateralized loan obligation \"CLO\" transactions), institutional accounts, collective investment trust/stable value products, and \"wrap fee\" business for high net-worth individuals.Serve as Assistant Secretary and Vice President to Aristotle Funds Series Trust, a registered investment company board.

Education

• Pontifical Catholic University of Rio de Janeiro

  Portuguese Language and Literature

  2013 — 2013

• University of Wisconsin-Madison

  Bachelor of Arts (B.A.), Sociology

  2008 — 2013

• Marquette University Law School

  Juris Doctor (J.D.), Banking, Corporate, Finance, and Securities Law

  2013 — 2016

Skills

• Community Outreach
• Mutual Funds
• Corporate Law
• Interviews
• Private Equity
• Corporate Governance
• Securities Regulation
• Securities
• Public Speaking
• Legal Research
• Mergers & Acquisitions
• Investment Management
• Microsoft Excel
• Investment Company Act
• Marketing
• Nonprofits
• Microsoft Word
• Legal Writing
• Microsoft Office
• Press Releases
• Due Diligence
• Research