Camillo G.

About Camillo G.

Senior Compliance and Financial professional with a successful track record of stewarding organizations during regulatory examinations (including accounting, operations and sales practice) process and remediation. Financial leadership experience includes positions of Controller / Director of Accounting with small to large-size companies with strong focus on controls, governance and regulations. Industry background includes banking and financial services. Key strengths include: Management and Leadership: Effective in the recruitment, development and leadership of associates and managers. Proven ability to foster an environment that supports teamwork, continuous process improvement and strong internal controls. Corporate Governance and Supervisory Committee experience. Broad Finance /Compliance Experience: Experienced in financial, regulatory, and management reporting, bank relations, cash management, risk management reporting, administration, human resources, and IT management. Financial, SRO, States and FRB Reporting: Liaison and manage - Financial, Compliance and Operational Audits. Process Improvement and Internal Control: Risk Identification for both level I and II lines of defense- known and emerging. Project Management OFAC, KYC, AML/BSA, BCP, SOX Series 27

Experience

1. Ccor Monitoring & Testing Compliance Manager - VP

   JPMorganChase

   Oct 2021 — Present · Tampa, FL, US

   The team is responsible for supporting these businesses by implementing a risk-based program designed to evaluate and test the effectiveness of internal controls, policies, procedures, and processes, which facilitate compliance with regulatory and internal business requirements. Responsibilities:• Communicate with relevant businesses, Line of Business Compliance, Operational Risk, Business Control Managers, and Technology partners while conducting detailed evaluations of i) internal controls, ii) policies, procedures, and iv) processes that mitigate risks and reasonably ensure adherence to applicable regulations, legal obligations, and business requirements.• Identify potential or actual weaknesses in controls, processes, and procedures.• Interpret risk assessment results and develop appropriate methodologies and approaches to evaluate business related activities.• Communicate with relevant stakeholders to understand workflows, controls, processes, and procedures employed to mitigate compliance, conduct, and operational risks.• Write test reports that effectively communicate testing objectives, processes, methodologies, and results to senior management, business control managers, and other relevant functions.• Follow-up on statuses of identified issues until effectively remediated.• Communicate with CIB Regional Compliance Testing teams in EMEA, APAC and LATAM to ensure global testing consistency and promote adherence to testing standards.• Participate in special projects to enhance CCOR testing processes and practices.

Education

• Fairleigh Dickinson University

  Bachelor of Science (BS)

  1976 — 1980

• North Bergen High

  Academic

  1972 — 1976