Calum Dobbyne
Capital Markets Associate Auditor @Northern Trust
Cambridge, GB
EMAILS
MOBILE NUMBERS
+91 *********19
Signup · Get unlimited contacts
WORK HISTORY
Jul 2024 — Present
Capital Markets Associate Auditor @Northern Trust
View department →
London, GB
Algorithmic Trading: MiFID II RTS 6 & Article 17Trade and Transaction Reporting: EMIRPrivate Capital EMEA - Client Money RulesInvestor AML - Blocking of Investors in PE and HFSNFA Business Conduct Standards - KYCCapital Markets Best Execution: FINRA/SEC, MiFID II, FCA COBS, MAS, ASICGFX OperationsAdditional responsibilities as an Audit Team Scheduling Manager for Capital Markets, Risk & Compliance.
ABOUT CALUM DOBBYNE
Capital Markets Associate Auditor | First-class BSc Business Graduate from the University of Bath
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.