Kush Sodhi

About Kush Sodhi

As a qualified Chartered Accountant with a strong foundation in audit, taxation, and…

Experience

1. Deputy Manager

   Nse India

   Jun 2024 — Present · Mumbai, IN

   Contributed to the NSE Investigation-PFUTP (Prohibition of Fraudulent and Unfair Trade Practices) team, overseeing abnormal or non-genuine transactions executed by market participants. Focused on detecting activities aimed at transferring profits or losses between parties or creating artificial volumes in securities or contracts. Analyzed alerts generated by the Surveillance Department and issued necessary advice or caution letters to Trading Members. Initiate appropriate disciplinary actions against members if the activities were found to be abnormal or non-genuine.3.Prepared detailed agendas, presentations, and minutes for cases presented to the Member Committee (MC) of the Exchange. This included recommending penalties after following due process and providing trading members with the necessary opportunity to clarify their stance on the matter.4. Preparation of Penalty orders in collaboration with various support groups, including Legal, Enforcement, and Secretarial teams. Successfully collaborated with the team to resolve and close 849 long-standing cases, clearing a year\'s backlog.6. Efficiently tracked and maintained responses from Trading Members (TMs) in the master MIS, ensuring accurate record-keeping and enhancing operational efficiency. Prepared monthly MIS reports for the Reversal Team for internal distribution, improving team coordination and productivity.