Caitlyn Smith

About Caitlyn Smith

Experienced Vice President with a demonstrated history of working in the consumer banking…

Experience

1. Head of Business Risk for Consumer Enterprise Partnerships Business Risk Associate

   高盛

   Jan 2020 — Present

   Uplifting and managing Business Risk supported processes across the bank’s consumer products including: reporting to senior leadership, overseeing issues management and key risk indicator programs, reporting on operational risk events, assessing risks and challenging controls through the Risk and Control Self-Assessment Managing operational risk first-line management across the bank’s consumer large partnerships including: improving regulatory compliance through process to risk mapping, control gap assessments, and risk assessments; advising on risk management through deep dives of regulatory and operational controls, with a focus on loss mitigation while maintaining regulatory compliance; identifying unmitigated / partially mitigated business risks (financial, operational, regulatory, or reputational) through risk and control reviews; assessing key risks and go-live required controls for new products / features / initiatives; driving reduction in unmitigated / partially mitigated regulatory and operational risks through oversight of issues management for applicable products, including reviewing and approving remediation activities; identifying, reporting on and supporting business resolution of operational risk events; managing a team of business risk officers across multiple locations to support above activities Partnering with business owners in responding to internal and external testing, exams, etc, including: first and second-line inquiries, monitoring, and testing (such as Compliance monitoring of high-risk processes); internal audits, audit finding follow-ups, and inquiries; regulatory exams and inquiries