Caitlin Dempsey Parker

WORK HISTORY

EDUCATION

ABOUT CAITLIN DEMPSEY PARKER

Caitlin is a member of the internal audit and Sarbanes-Oxley (SOX) solutions team and has over six years of experience. She provides risk consulting services to both public and private companies operating within the energy value chain, including upstream, midstream, power generation and retail, and related commodity trading and hedging activities. Other industries served include manufacturing, life sciences and financial institutions. In her current role, Caitlin assists in planning and managing various projects, and leads teams engaged in fieldwork, and reports engagement results and recommendations. Caitlin’s recent experience and fieldwork include the following: • Leading staff on business process control testing, including reperformance of controls, assessing the design and operating effectiveness, designing attribute-based work programs, reviewing work papers, and vetting findings with business and internal audit executives• Preparing client organizations for initial public offering (IPO) by leading RSM teams to develop SOX frameworks, including conducting process walk-throughs, identifying and documenting key controls and applicable control gaps, creating audit plans and preparing flowcharts/narratives for various business processes• Performing operational audits, identifying deficiencies and process improvement opportunities to address control weaknesses, and working with management to develop remediation plans• Developing operational process documentation and related process improvement recommendationsBefore joining RSM, Caitlin gained experience in enterprise risk management working for a local bank in Jacksonville, Florida. Her role included risk control remediation, process flow improvements, and creating flowcharts. She also gained experience in finance and accounting working for a nonprofit organization in London, UK.