Mansi Batra

About Mansi Batra

Chartered Accountant with ~12 years of experience in Regulatory & Statistical Reporting, Change Management, Risk & Compliance, Controls Testing, and Automation, across top-tier firms including Deloitte, Macquarie, and BarclaysCore Specializations:Extensive experience in BoE, GSIB, PRA/FCA, AIFMD, MiFID, EBA-COREP (Own Funds) & XBRL submissions.Skilled in EBCE and SOX compliance, ensuring robust control frameworks in alignment with RCSA, QA/QC, ICP Frameworks. Governance, Risk, and Compliance, ORAC Management & Operational Risk ManagementAutomation & Data Tools (Alteryx, Power BI, AXIOM, SAP, SHRP)Career Highlights:At Deloitte, I led key engagements for Wells Fargo’s (Evidence-Based Control Evaluation) program. Operating as the 1LOD, conducted deep-dive assessments on design and performance effectiveness.Acted as a bridge between client teams and internal delivery units, managing end-to-end control assessments, regular team briefings, and escalation management.Ensured compliance with QA/QC/ICP, RCSA guidelines, and regulatory documentation standards.Supervised a team, ensured delivery quality through spot-checks, structured reviews, and training sessions.Awarded the Applause Award (2024) for outstanding project leadership.Former Manager at Macquarie, oversaw onboarding (#252) regulatory returns such as Annexure IV/AIFMD (AIF001/002), ADV, GDPR Article 30, FCA Block Fees across Globe.Streamlined governance and compliance with internal/external reporting frameworks.Initiated automation efforts using Power BI to support real-time analytics for regulatory metrics, improving data-driven decision-making across business units.Engaged directly with regulators and internal stakeholders to ensure timely compliance and risk mitigation.Awarded a SPOT Award for exemplary contributions and impactful leadership.Former AVP at Barclays, led regulatory and statistical reporting initiatives with a focus on control, governance, and compliance.Managed a team handling BoE statistical return such as BT,AD,AL,BE, BN,GT, GSIB/PRA/FCA including MLAR, CCR, and RMAR.Delivered end-to-end reporting review, query management, and submission oversight to UK regulators.Facilitated structural changes aligned to the Structural Reform Programme(SRP), involving UAT execution, GL mapping, control validation, and reconciliation automation.Championed regulatory change management and accuracy improvements through effective risk-based analytical reviews.

Experience

1. Manager- Orm and Independent Testing

   American Express

   Aug 2025 — Present · Gurugram, IN

Education

• Navodaya Saraswati School

  Vth-Xth

  2000 — 2006

• Delhi University

  Bachelor of Commerce (B.Com.), Banking, Accounts Business studies Economics Corporate law, Finance, Securities Law etc.

  2008 — 2011

• Sikkim Manipal University - Distance Education

  M. com, Business/Commerce, General

  2012 — 2014

• Government Senior Secondary School for Girls

  XIth-XIIth, Commerce with Maths

  2006 — 2008

• The Institute of Chartered Accountants of India

  CA, Financial Reporting, SFM, Advance Auditing, Corporate Law, Costing, Taxation, ISCA.

  2010 — 2015