Bruce Slater

Bruce Slater

Wealth Management/Capital Markets Executive

Role
Finra Arbitrator at FINRA
Location
New York, NY, US
LinkedIn followers
500 followers

About Bruce Slater

Senior wealth management and investment executive with extensive experience at major…

Experience

  1. Finra Arbitrator

    FINRA

    Jan 2021 — Present · Greenwich, CT, US

    FINRA is the broker-dealer community\'s self-regulatory body where I mediate client and intra-industry disputes.

Education

  • Brandeis University

    BA

  • Cornell Johnson Graduate School of Management

    MBA

Skills

  • Hedge Funds
  • Securities
  • Finance
  • Management
  • Equities
  • Fixed Income
  • Trading
  • Investment Banking
  • Wealth Management
  • Capital Markets
  • Series 7
  • Asset Management
  • Portfolio Management
  • Investments
  • Alternative Investments
  • Private Equity

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