Brooks Closson
Consultant Regulatory Affairs
- Role
- Regulatory Affairs Consultant at Osaic
- Location
- Greensboro, NC, US
- LinkedIn followers
- 500 followers
About Brooks Closson
Experienced Compliance Manager with a demonstrated history of working in the financial…
Experience
Regulatory Affairs Consultant
Jun 2011 — Present
Education
Southern New Hampshire University
Master of Business Administration - MBA, Business Administration and Management, General
U Mass School of Law
JD, Law
2001 — 2004
New England College
Bachelor of Arts (B.A.), English Language and Literature, General
Southern New Hampshire University
MBA
1987 — 1989
Skills
- 401k
- Series 63
- Mutual Funds
- Risk Management
- Management
- Series 6
- Insurance
- Series 24
- Series 7
- Finra
- Financial Services
- Securities Regulation
- Securities
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