Brooke Zelesnick
Executive Director, CUSO/IHC Bank Regulatory Compliance at UBS
- Role
- Executive Director, Cuso Ihc Bank Regulatory Compliance at 瑞银集团
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Brooke Zelesnick
Experienced professional with over 20 years of proven abilities in a variety of roles in the financial services industry. Skilled in client relationship management, regulatory interactions, regulatory relationships, senior management reporting, remediation projects, automation, compliance and program management. Successful track record of developing and managing internal and external relationships, delivering solutions for regional and global initiatives, and motivating cross-functional teams. Proven multi-tasker with strong interpersonal, communications and presentation skills.
Experience
Executive Director, Cuso Ihc Bank Regulatory Compliance
Dec 2017 — Present · New York, NY, US
Implementing strategic and remediation compliance projects across the Combined US Operations (CUSO) and Intermediate Holding Company (IHC), including development of the CUSO Bank Regulatory Compliance team, with a focus on regulatory guidance and compliance risk assessments.
Education
University of Connecticut
BA, Economics, concentrations in American History and Political Science
1994 — 1998
Sacred Heart University
MBA, Management
2011 — 2013
Skills
- Equities
- Management
- Financial Services
- Series 7; Finra Compliance Boot Camp
- Risk Management
- Derivatives
- Investment Banking
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