Bronagh Duggan

Senior Manager @Sapphire Capital

Compliance monitoring of the AR clients, including oversight on financial promotions, annual reviews, complaints handling, and regulatory reporting data gathering. • Lead contact for the application of new FCA policies across the funds and ARs. • Investment manager to SEIS/EIS funds, involved with all aspects of a fund\'s lifecycle, from setup to investor onboarding, due diligence helping monitor the portfolio\'s performance and managing ongoing investor reporting in adherence to the regulatory requirements. • Compilation of business plans and strategic valuations • Implement the regulatory compliance policies, procedures and processes. • Keep up to date with the latest FCA regulations regarding investment management. • Assist with the preparation of investor documents such as business plans and information memorandums. • Assist in the development of the Partnership’s website. • Write finance-related blogs for the Partnership’s website. • Working on applications to HMRC for advance assurance relating to the Venture Capital Enterprise Investment Schemes.