Brock Sigmon
Vice President, Regulatory Change & Compliance Project Management Office @Raymond James
St. Petersburg, FL, US
EMAILS
b••••••••@raymondjames.com
MOBILE NUMBERS
+15•••••••71
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WORK HISTORY
Jan 2025 — Present
Vice President, Regulatory Change & Compliance Project Management Office @Raymond James
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EDUCATION
2002 — 2006
Virginia Tech - Pamplin College of Business
Accounting, Financial Accounting
2002 — 2006
Insurance, & Business Law
B.S; B.S, Accounting & Information Systems; Finance; Financial Accounting
SKILLS
GaapMicrosoft ExcelPowerpointInternal ControlsSarbanes-Oxley ActFinancial StatementsAuditingAccountingUs GaapAnalysisFinancial ReportingSarbanes-OxleyFinancial ModelingFinanceData AnalysisSec FilingsSox 404AccessCpaInternal Audit
ABOUT BROCK SIGMON
FINRA Series 7 licensed
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