Brian Shin
Commercially-minded risk management leader with experience developing solutions to complex and ambiguous transactions that must balance business priorities and compliance requirements.
- Role
- Executive Director, Corporate Risk at Wells Fargo
- Location
- New York, NY, US
- LinkedIn followers
- 500 followers
About Brian Shin
Experience leading complex and ambiguous regulatory compliance initiatives for which there is no precedent, that require creative solutions that must adhere to strict requirements, and that are dependent upon strong cross- functional partnership across legal, technology, business, operational and other teams. My experience combines federal regulation, Wall Street control function expertise, and Big 4 consulting. With a specialty in large and complex institutions, I am uniquely positioned to mitigate regulatory risks and enhance operational effectiveness.
Experience
Executive Director, Corporate Risk
Sep 2024 — Present
Executive Director, Corporate Risk 2024 – Present• Build and lead a team of officers in conducting governance and oversight of Commercial Banking financial crimes risk as part of a net new function in the second line of defense, including regulatory compliance with Bank Secrecy Act (BSA) anti-money laundering (AML) requirements, USA PATRIOT Act, Office of Foreign Assets Control (OFAC) requirements, and analogous regulations in foreign jurisdictions.• Serve as Commercial Banking’s most senior programmatic subject matter expert across all aspects of risk management, including policies, processes, controls, issues, technology, reporting, and others.• Advise business leadership on transaction-specific risks, particularly in M&A deals and banking transactions with unique contractual terms.• Identify and assess risk through the execution of numerous quantitative and qualitative risk assessments, including Risk & Control Self Assessment (RCSA), Compliance Aggregated Risk Assessment (CARA), Enterprise Wide Risk Assessment (EWRA). • Execute ongoing governance and oversight activities through the production of management information, active leadership during executive-level risk forums, routine direct engagement with business partners to provide guidance and credible challenge, and support of regulator engagement.
Education
University of Minnesota-Twin Cities
Bachelor, International Business
1997 — 2001
Skills
- Investigation
- Corporate Governance
- Auditing
- Risk Assessment
- Capital Markets
- Corporate Fraud
- Bank Secrecy Act
- Economic Sanctions
- Emerging Markets
- Anti Money Laundering
- Internal Audit
- UK Bribery Act
- Financial Regulation
- Finance
- Financial Services
- Risk Management
- Compensation Structures
- USA Patriot Act
- Internal Controls
- Fcpa
- Investment Banking
- Financial Analysis
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