Brian Dietz

Chief Operations & Compliance Officer @Impact Life

DE, US

The Chief Compliance Officer, one of the most important members of the management team, is primarily responsible for overseeing compliance within an organization, and ensuring compliance with laws, regulatory requirements, policies, and procedures- Defining the necessary level of knowledge on existing and emerging regulatory compliance requirements across the organization- Developing the annual compliance work plan that reflects the organization\'s unique characteristics- Periodically revising the compliance plan in light of changes- Guiding in a productive, professional way, the compliance teams- Overseeing and monitoring the implementation of the compliance program- Providing guidance, advice, and training- Providing strategic direction to the management team on compliance- Preparing and presenting clear and concise compliance reports to the Board- Interacting with regulators on compliance issues- Coordinating efforts related to audits, reviews, and examinations- Developing policies and programs that encourage managers and employees to report suspected fraud and other improprieties, without fear of retaliation- Coordinating internal compliance review and monitoring activities, including periodic reviews of departments- Independently investigating and acting on matters related to compliance- Monitoring external review processes.

York College of Pennsylvania

Bachelors of Science