Brian Calub
Lead Compliance Officer @ Wells Fargo | Ensuring Regulatory Compliance
- Role
- Lead Compliance Officer at Wells Fargo
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Brian Calub
With over three years at Wells Fargo, currently serving as Lead Compliance Officer, I support regulatory compliance and risk management initiatives. My expertise spans consumer lending, FCRA, and Regulation O, enabling teams to navigate complex legal frameworks effectively. I aim to align compliance strategies with the organization\'s broader goals, fostering ethical practices and sound financial operations. By leveraging my J.D. and MBA, I bring a balanced perspective to legal and business considerations, contributing to a culture of integrity and accountability.
Experience
Lead Compliance Officer
Nov 2022 — Present · Charlotte, NC, US
Lead a team of compliance officers in the development of data based compliance monitoring activities.Execute second line risk management tasks as a business aligned compliance officer for various risk assessable units within the Consumer Banking and Lending Chief Administrative Office (CBL CAO) responsible for identifying and mitigating compliance risks, review and challenging issues, managing development and implementation of compliance monitoring activities within CBL CAO, and providing review and challenge during annual risk and control self-assessment refresh. Serve as a subject matter expert for Regulation W, Regulation O, and the Volcker Rule within internal risk management to provide regulatory guidance to consumer lending businesses with respect to new business initiatives, change management, issues management, and fulfillment of regulatory reporting and risk tracking. Serve as the business aligned compliance officer for a data and analytics business unit to provide compliance review and challenge oversight to operations or regulatory changes triggering compliance risk.Perform tollgate review and challenge oversight as part of issues management procedures.
Education
University of Richmond School of Law
Juris Doctorate, Law
1998 — 2001
University of Richmond - Robins School of Business
Master of Business Administration (MBA), Business Administration and Management, General
1999 — 2001
University of South Carolina
B.S., Finance
1993 — 1997
Skills
- Arbitration
- Legal Writing
- Litigation
- Litigation Support
- Legal Research
- Civil Litigation
- Appeals
- Administrative Law
- Commercial Litigation
- Hearings
- Trials
- Legal Assistance
- Bankruptcy
- Courts
- Consumer Law
- Mediation
- Westlaw
- Business Litigation
- Trial Practice
- Corporate Law
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