Brett Roth

About Brett Roth

Extraordinary sales and leadership professional with 25 years of multifaceted experience within the financial services industry. Specialties include Insurance and Annuities, Professional Asset Management, Retail and Institutional Relationship Management, and Asset Retention. Motivated by building and fostering dynamic sales teams, developing relationships, and collaborating across multiple business units to achieve desired results.Registered Representative and Financial Advisor of Park Avenue Securities LLC (PAS). OSJ: 419 Plum Street; Cincinnati, OH 45202. Phone:(513) Securities products and advisory services offered through PAS, member FINRA, SIPC. PAS is a wholly owned subsidiary of Guardian. Lifetime Financial Growth LLC is not an affiliate or subsidiary of PAS and is not registered in any state or with the U.S. Securities and Exchange Commission as a Registered Investment Advisor. Guardian, its subsidiaries, agents, and employees do not provide tax, legal, or accounting advice. Consult your tax, legal, or accounting professional regarding your individual situation. Links to external sites are provided for your convenience in locating related information and services. Guardian, its subsidiaries, agents, and employees expressly disclaim any responsibility for and do not maintain, control, recommend, or endorse third-party sites, organizations, products, or services and make no representation as to the completeness, suitability, or quality thereof.This material is intended for general use. By providing this content Park Avenue Securities LLC and your financial representative are not undertaking to provide investment advice or make a recommendation for a specific individual or situation, or to otherwise act in a fiduciary capacity./COMPLIANCE:20••••86/

Experience

1. VP Private Wealth Manager

   Dlak Wealth Advisors

   May 2022 — Present · West Chester, OH, US

   Helping clients personalize a plan to achieve their financial goals. Discussion points include, investment advising, debt management, budget assistance, college savings preparation, retirement planning, estate planning, long-term healthcare and insurance assistance, and tax planning.

Education

• University of Dayton

  Bachelor of Science (BS), Electrical and Electronics Engineering

  1984 — 1988

Skills

• Series 7
• Customer Service
• Leadership
• Financial Planning
• Mutual Funds
• Risk Management
• Sales
• Insurance
• Retirement Planning
• Retirement
• Annuity Sales
• Investments
• Relationship Management
• Financial Services
• Crm
• Management
• Sales Management