Brent Miller
Director of Broker Dealer Supervision at Truist Investment Services, Inc.
- Role
- Director of Broker Dealer Supervision at Truist Investment Services, Inc at Truist Wealth
- Location
- Richmond, VA, US
- LinkedIn followers
- 500 followers
About Brent Miller
Senior Organizational Leader with over 18 years of experience in the Financial Services Industry at Fortune 500 firms. Significant expertise in organization management, risk mitigation, sales supervision, compliance, operations, and marketing. Proven leadership and management expertise includes running a large organization while creating innovative and effective results across multiple financial advisor channels. Skilled at building and executing business plans, creating supervisory tools, and applying many years of management and supervisory experience to effectively oversee the sales and supervisory support for financial advisors. FINRA Licenses 7, 9, 10, 24, and 66. Virginia Life, Health, and Variable License.
Experience
Director of Broker Dealer Supervision at Truist Investment Services, Inc
Feb 2021 — Present · Richmond, VA, US
Due to industry regulations, I am unable to accept recommendations and endorsements. TIS will not accept purchase or sale orders via LinkedIn or its messaging system. Truist Investment Services, Inc, member FINRA/SIPC, is a wholly owned non-bank subsidiary of Truist Financial Corporation. Securities and insurance products or annuities sold, offered or recommended by Truist Investment Services are not a deposit, not FDIC insured, not guaranteed by a bank, not insured by any federal government agency and may lose value. Not all products and services are available in all states and financial advisors for Truist Investment Services may only conduct business in states and jurisdictions where they are properly registered. Therefore, a response for information may be delayed. Investors outside of the United States are subject to additional securities and tax regulations within their applicable jurisdictions that are not addressed on this site. For more information please contact your financial advisor. For additional important disclosures, please visit:
Education
Virginia Tech - Pamplin College of Business
Liberal Arts, Business
1993 — 1997
Skills
- Risk Assessment
- Investment Advice
- Risk Analysis
- Variable Annuities
- Supervisory Skills
- Series 7
- Risk Management
- Supervision
- Insurance
- Series 24
- Compliance
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