Brendon Pesso

Management Consultant @Sia

Toronto, ON, CA

Deliver expert consulting services in Regulatory Reporting and Capital markets for leading financial institutions in Canada and the U.S.Engagements:Consolidated Audit Trail (CAT): AT RBC Capital Markets, Currently working as a Business Analyst on CAT (Consolidated Audit Trail) back reporting, ensuring accurate and timely data submissions to FINRA and SEC. Responsibilities include identifying and resolving reporting gaps, analyzing trade data, and supporting regulatory compliance efforts across equity and options trading.Nostro Reconciliation: At RBC Capital Markets, Led high-volume trade reconciliation and settlements across multiple asset classes by identifying and resolving financial risks. Work focused on risk mitigation, process optimization and improving operational efficiency.Regulatory Remediation: At Scotiabank GBM, Completed a OTC derivatives remediation project by onboarding institutional clients in Fenergo, aligning with CFTC, SEC, Dodd-Frank, and CSA requirements. Supported data validation and UAT testing for transition to a new client lifecycle management system.Internal Business development- Contract preparation (MSAs, RFPs), develop control reports with KPIs, and create internal knowledge-sharing and process documentation for client engagements- Conduct market research on data aggregators and alternative data, delivering strategic insights to guide technology adoption in private markets- Create PowerPoint presentations for business development showcasing credentials and capabilities to engage and attract potential clients.

University of Mumbai

Bachelor of Commerce - BCom

Thompson Rivers University

Post Baccalaureate Diploma