Brendan Daly
Assistant General Counsel at LPL Financial
- Role
- VP, Assistant General Counsel at LPL Financial
- Location
- Boston, MA, US
- LinkedIn followers
- 500 followers
About Brendan Daly
I hold a JD in business law and financial services from Suffolk University Law School, an MS in information security leadership from Brandeis, and a BA in international relations from the University of Wisconsin–Madison.
Experience
VP, Assistant General Counsel
Jul 2024 — Present · Boston, MA, US
Education
Brandeis University - Online
Master of Science - MS, Information Security Leadership
2015 — 2019
University of Wisconsin-Madison
Bachelor of Arts (BA), International Relations
1992 — 1995
Suffolk University Law School
JD, Business Law and Financial Services
2004 — 2008
Skills
- Contract Law
- Securities
- Cipp
- Series 7
- Risk Management
- Aml
- Privacy Law
- Series 24
- Investments
- Finra
- Erisa
- Financial Risk
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