Brandon Henry
Vice President
- Role
- Lead Control Management Officer at Wells Fargo
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Brandon Henry
Driven and accomplished compliance leader with a history of success in all levels of financial services. Extensive experience analyzing risk and implementing policies to meet organizational and regulatory standards. Proficient in researching and initiating industry best practices and regulatory changes to enhance business initiatives and maximize efficiencies. Holds FINRA Series 7, 24, and 66 registrations.
Experience
Lead Control Management Officer
Jun 2025 — Present
Education
Michigan State University College of Law
JD, Tax & Securities
1997 — 2000
Western Michigan University
Bachelor of Science (B.S.), Political Science and Government
1993 — 1997
Skills
- Series 63
- Series 7
- Securities
- Investments
- Aml
- Financial Risk
- Asset Management
- Investment Advisory
- Mutual Funds
- Risk Management
- Enterprise Risk Management
- Management
- Financial Services
- Wealth Management
- Finra
- Series 24
- Anti Money Laundering
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.