Boris Y.

About Boris Y.

As a Vice President of Policy and Control Risk at Citi, I leverage my 10+ years of experience in the financial sector to oversee and enhance the risk management processes and controls for the Consumer Wealth Margin Lending business. I have a strong background in banking regulations, such as FINRA, Regulation T, U, X etc, Manager\'s Control Assessment (MCA), Project Managent and Risk and Control. I regularly review and update policies and procedures to ensure compliance and alignment with global and regional requirements.I also have a proven track record of delivering financial analysis, forecasting, and modeling for various projects and stakeholders, including the World Bank, Goldman Sachs, and Time Warner Cable. I have successfully advised governments on debt restructuring and insolvency reforms, worked with bondholders on debt relief, and developed business plan reviews and cash flow models. I am passionate about using my analytical skills, problem-solving abilities, and process improvement expertise to support Citi\'s strategic goals and vision.

Experience

1. VP Margin Lending Wealth Lending Collateral Risk Reg t & U Finra Global Policy & Control

   Citi

   Feb 2020 — Present · Dallas, TX, US

   Reviewed and challenged monthly portfolio reviews, business procedures, policies and controls conducted by the first line of defense• Composed policies and procedures as well as updated them based on federal regulation changes or Internal changes• Regularly interacted with regional counterparts for policy approval and adherence to Global/Regional Policy requirements• Aligned or enhanced Consumer Wealth Margin Lending risk management control processes• On a monthly basis, oversaw Risk Control and Self-Assessment (RCSA) on my team ensuring all the controls were effectively monitored and performed and all evidence uploaded to the SharePoint.• Performed gap analysis of policies and controls and presented suitable corrective action plans• Successfully led and completed the standardization of local policies across different countries owned by the first line of defense which resulted in reduced operational risk. The project was completed 2 months ahead of time• Led and oversaw Consumer Regional Risk officers from 7 different countries (Mexico, Singapore, Hong-Kong, United States, Taiwan, United Kingdom, United Arab Emirates) from the first line of defense to make sure they were compliant with global policies and regulatory requirements• Worked together with counterparts from HR, Legal, Business, Sales, Credit Operations, Decision Management, Operations & Technology to ensure correct policy implementation which helped mitigate operational and regulatory risk and maintain strong internal control environment• Appropriately assessed risk when business decisions were made, demonstrating particular consideration for the firm\'s reputation and safeguarding Citibank, its clients and assets, by driving compliance with applicable laws, rules and regulations

Education

• Austin Community College

  Associate's degree in business, Business Administration and Management, General

  2009 — 2011

• The University of Texas at Austin

  Bachelor's degree, Economics

  2011 — 2013

Skills

• Negotiation
• Problem Solving
• Statistical Data Analysis
• Research
• Photoshop
• Budgets
• Customer Service
• Strategic Planning
• English
• Html
• Process Improvement
• Microsoft Word
• Powerpoint
• Microsoft Excel
• Windows
• Team Building
• Teaching
• C++
• Public Speaking
• Financial Analysis
• Java
• Outlook
• C
• Microsoft Office