Bonnie Bowes
Director, Fixed Income Regulation at FINRA
- Role
- Director, Fixed Income Regulation at FINRA
- Location
- Manchester, NH, US
- LinkedIn followers
- 500 followers
About Bonnie Bowes
Managing Director with Product Management experience in Wealth Management, Capital…
Experience
Director, Fixed Income Regulation
Jul 2013 — Present · New York, NY, US
Director of FINRA\'s policies and national programs related to fixed income securities including related regulatory matters in the District Offices. Designer and developer of fixed income policy guidance to staff as well as member firms. A key representative in regulatory matters with the MSRB and the SEC. Adviser on the disposition of enforcement and examination cases involving rule violations.
Education
University of Rochester
BA
Franklin Covey
Certified Facilitator
Skills
- Cross-Functional Team Leadership
- Financial Markets
- Equity Capital Markets
- Electronic Trading
- Capital Markets
- Series 7
- Strategic Planning Facilitation
- Fixed Income
- Product Management
- Matrix Management
- Wealth Management
- Equities
- Strategic Planning
- Securities Lending
- Trading Systems
- Product Operations
- Relationship Management
- Change Management
- Business Process
- Customer Engagement
- Financial Services
- Presentation Development
- Management
- Derivatives
- Leadership
- Finra
- Securities
- Credit
- P&L Management
- Driving Revenue
- Bonds
- Compliance
- Client Engagement
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