Bob Hartman

Inspections and Examinations @U.S. Securities And Exchange Commission

Chicago, IL, US

Led teams of 5-10 staff that conducted 20+ complex, time-sensitive regulatory and investigative compliance matters. Directed task force coordinated across 3 S.E.C. departments which identified high-priority issues. Provided technical expertise to identify several dozen risk management weaknesses, process inefficiencies, and potential violations of securities laws. Presented complex, high-priority issues, both orally and in writing, to middle management, executive management, and S.E.C. leadership. • Recognized by S.E.C. leadership with 8 awards for outstanding contributions to investors regarding highly complex projects, and efficient communication with other groups.• Appointed co-coordinator by S.E.C. leadership of 100+ member national specialized working group; directed meetings that referred several dozen high-risk issues to S.E.C. leadership.• Chaired specialized committee on emerging issues cross-coordinated with 2 regulatory entities. • Presented on complex regulatory issues during a national public outreach, and during a wide variety of internal meetings, committees, and working groups.

University of Virginia Darden School of Business

Master of Business Administration - MBA

Purdue University

Bachelor of Science (B.S.)