Ben Mollozzi

Experience

1. Counsel

   Western & Southern Financial Group

   Jan 2022 — Present · Cincinnati, OH, US

   Serve as (in-house) counsel for Touchstone Investments, a Distinctively Active mutual fund company. Touchstone is committed to providing investors with access to institutional asset managers who act in a sub-advisory capacity. The Touchstone Funds are advised by Touchstone Advisors, Inc, a registered investment adviser, and are distributed nationally through intermediaries, including broker-dealers, financial planners and institutions by Touchstone Securities, Inc, a registered broker-dealer and FINRA/SIPC member.*Serve as a legal resource for the Board of Trustees and the Investment Adviser.*Support the Investment Adviser with regulations under the U.S. Securities and Exchange Commission (SEC).*Prepare, review, and file various state and SEC filings on behalf of the Investment Adviser.*Organize and facilitate Board of Trustee meetings, including minute writing.*Prepare, negotiate, and review various contracts on behalf of the Investment Adviser. Focus Areas: Federal securities law including: the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act of 2002, the USA Patriot Act, the Dodd-Frank Wall Street Reform and Consumer Protection Act State securities law including: Blue Sky laws

Education

• Thomas More University

  (B.A.) Business Administration, (A.A.) Pre-Legal Studies

  2005 — 2008

• Northern Kentucky University—Salmon P. Chase College of Law

  (J.D.) Doctor of Law

  2011 — 2015