Bithin Roy

About Bithin Roy

I am a compliance leader and risk manager with over 19 years of experience in the financial services industry. I currently work as an AVP Compliance Monitoring and Testing at JP Morgan Chase & Co, where I am responsible for the effective management and execution of the firm\'s global compliance program across multiple lines of business.My core competencies include designing and developing innovative solutions to drive effective controls monitoring and testing techniques through the use of data analytics, risk insight and methodology, and fraud prevention and detection tools. I have a proven track record of leading and mentoring teams, collaborating with stakeholders, and delivering results that align with the firm\'s objectives and regulatory requirements. I am also certified in ISO Risk Management and Six Sigma Yellow Belt, and have a strong background in enterprise risk management, issue management assurance, enterprise risk and risk identification and assessment

Experience

1. Assistant Vice President

   摩根大通

   Jan 2025 — Present · Hyderabad, IN

   1st Line – Substantive Testing COE Risk and Control Management Part of the consolidated Testing COE project overseeing policy and procedural changes for 2nd LOD substantive testing and 1st LOD control evaluations. Lead and execute development of Risk & Control Self-Assessment (RCSA/RCAS) mapping and documentation through participation in end-to-end process walkthroughs and deep dives with assigned business units. Identify and evaluate the likelihood of the risk and understand the impact due to the risk as a part of the Risk Assessment process. In partnership with stakeholders, evaluated and performed an end-to-end analysis of the business’ process, risk and control (PRC) environment to identify significant PRC gaps and weaknesses and determine root cause of control breaks. Collaborated with business during Internal and External audits to meet the requirements of the auditors and regulators. Performed periodic reviews of the policies, procedures, standards, and regulatory requirements. Developed KPI and KRI metrics and ad-hoc reports as requested to ensure adequate governance.

Education

• Alagappa University

  Bachelor

  2008 — 2011

Skills

• Internal Controls
• Internal Audit
• Anti Money Laundering
• Management Information Systems (Mis)
• Banking
• Risk Management
• Team Management
• Six Sigma
• Quality Auditing
• Management
• Business Analysis
• Aml
• Performance Management
• Risk Assessment
• Kyc
• Credit Cards
• Financial Risk
• Credit Risk
• Card Fraud Analyst, Accredited Process Trainer, Call Coach,
• Fraud
• Training
• Due Diligence