Bishoi F. Aziz
Compliance Director @Truist
Signup · Get unlimited contacts
WORK HISTORY
Compliance Director @Truist
New York, NY, US
Lead enterprise RICM program overseeing regulatory applicability, implementation tracking, and compliance risk governance across Wholesale, CIO, Enterprise Payments, Legal, and other business units. • Manage six compliance professionals handling regulatory change intake and tracking (RIRs, RIIs, CMIs), extension governance, and escalation protocols to ensure timely regulatory adherence. • Own lifecycle governance of Truist’s regulatory inventory, including applicability analysis, mapping to business units/controls, and removal of obsolete records, improving audit readiness and risk visibility. • Partner with Legal, BUCOs, Technology Risk, and CERM to validate effective vs. enforcement dates, assess non-compliance exposure, and coordinate remediation or issue-management escalation. • Design preventative and detective controls using Archer workflows, quality reviews, and standardized evidence management in SharePoint/Teams. • Lead remediation of past-due regulatory items through root-cause analysis, SME coordination, and structured remediation tracking. • Prepare executive compliance risk reporting and exam-ready materials for CRC, internal audit, and Federal Reserve reviews. • Directed enterprise evaluation of regulatory inventory vendors (Ascent, Compliance.ai, Regology) and deployed TLX training and standardized job aids across RICM.
EDUCATION
Elisabeth Haub School of Law at Pace University
J.D
Fordham University
B.A, Middle Eastern History; Theology
ABOUT BISHOI F. AZIZ
As a Compliance Director and attorney admitted in New York and New Jersey, I’ve spent my career helping financial institutions turn complex regulatory requirements into practical, enterprise-wide solutions.I have led enterprise Regulatory Inventory & Change Management programs, overseeing regulatory applicability, implementation tracking, vendor evaluations, and executive reporting across multiple business units, while mentoring and developing compliance teams. My experience spans regulatory analysis, corporate governance, investigations, and large-scale compliance initiatives, including building regulatory inventories, designing controls, and supporting audit and regulatory examinations. I thrive at the intersection of law, compliance, and business strategy—and I’m excited about opportunities where I can lead compliance transformation and mentor the next generation of compliance professionals.
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.