Bill Neurohr

About Bill Neurohr

With 28 years of experience in the financial services industry, I am a seasoned c-suite leader in Compliance, BSA/AML, Operational and Regulatory Risk Management, product management, and process design. I am a graduate of the American Bankers Association\'s Compliance School and hold a Six Sigma Black Belt certification. I have a proven track record of delivering results, driving innovation, and fostering collaboration between Risk functions and diverse teams and stakeholders.As the Chief Compliance Officer & board-appointed BSA Officer at Custodia Bank, I am responsible for overseeing both the Compliance and BSA/AML programs of a Wyoming-chartered Special Purpose Depository Institution. I leverage my expertise in operational risk management and technology implementation to ensure the bank\'s compliance with all applicable laws, regulations, and industry standards. I also partner with the executive team, the board of directors, and bank partners to provide strategic guidance, proactive solutions, and effective communication on all regulatory compliance matters.

Experience

1. Chief Compliance Officer & Bsa Officer

   Custodia Bank

   Oct 2023 — Present

   I designed, developed, implemented and operationalized a comprehensive Compliance Management System and BSA/AML/OFAC/SDN Program for the Wyoming Special Purpose Depository Institution created to provide digital asset custody services and fiat deposit services for commercial banking customers. Custodia Bank provides banking and financial services tailored to business customers. Custodia was created for those seeking enhanced regulatory clarity and minimized transactional risk as they traverse the digital asset frontier. My responsibilities include- Reporting to Custodia Bank’s CEO with functional reporting to the Board of Directors, I manage all Compliance & BSA/AML activities to ensure compliance with all applicable laws, rules and regulations- Oversight of all aspects of the Compliance Management System as well as Financial Crimes Compliance, including Risk Assessments, Policy Administration, Monitoring & Testing, Compliance Training, Issues Management, Regulatory Change Management, and the bank’s Compliance Advisory function- My role was expanded in April 2024 to include the Chief Risk Officer function including Exam Management and Audit coordination as well as oversight of the bank’s entire Vendor & Third Party Risk Management programs.

Education

• James Madison University

  BBA, Marketing & Public Relations

Skills

• Financial Services
• Commercial Banking
• Aml
• Management
• Retail Banking
• Operational Risk Management
• Anti Money Laundering
• Operational Risk
• Compliance
• Credit
• Governance
• Credit Cards
• Internal Audit
• Financial Risk
• Finance
• Banking
• Risk Management
• Internet Banking