Bill Shields

Chief Compliance Officer - Ameriprise Bank

Role: Chief Compliance Officer - Ameriprise Bank at Ameriprise Financial Services, LLC
Location: Salt Lake City, UT, US
LinkedIn followers: 500 followers

Finance & AccountingView LinkedIn profile

About Bill Shields

Specialties: Bank Regulatory Compliance Anti-Money Laundering

Experience

Chief Compliance Officer - Ameriprise Bank
Ameriprise Financial Services, LLC
Jun 2021 — Present · Salt Lake City, UT, US

Education

Brigham Young University
Master of Business Administration (M.B.A.)
University of Utah
Bachelor’s Degree

Skills

Financial Regulation
Credit Cards
Financial Risk
Consumer Lending
USA Patriot Act
Credit
Financial Services
Banking
Kyc
Risk Management
Sarbanes-Oxley
Operational Risk Management
Management
Compliance
Payments
Aml
Fraud
Corporate Governance
Anti Money Laundering
Banking Law
Operational Risk
Credit Risk
Strategic Planning
Enterprise Risk Management
Financial Analysis
Human Resources
Regulations
Due Diligence
Securities
Bank Secrecy Act
Leadership
Ofac
Risk Assessment
Loans

Contact information

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Work email
•••••@ameriprise.com
Personal email
•••••@•••••.com
Direct dial
+14•••••••60

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Current company

Ameriprise Financial Services, LLC

Financial Services · 18K employees · Founded 1894 · Minneapolis, Minnesota, United States

At Ameriprise Financial, we have been helping people feel more confident about their financial future for over 130 years. With extensive investment advice, asset management and insurance capabilities and a nationwide network of approximately 10,000 financial advisors*, we have the expertise to serve the full range of individual and institutional investors' financial needs. Ameriprise has corporate locations throughout the U.S. and across the globe, and advisor offices in all 50 states. Certain hyperlinks within Ameriprise Financial web sites or social media content may hyperlink to third-party content which we believe to be reliable however, we cannot guarantee its accuracy or completeness. For this reason, we do not endorse any linked third-party content, advertising, advice, opinions, recommendations, or other information; it's merely intended to be provided as a general source of information and is not a solicitation to buy or sell any securities, accounts, or strategies. In addition, any linked third-party content should not be used as the sole basis for any investment decisions, nor should it be construed as a recommendation or advice designed to meet the particular needs of an individual investor. Please seek the advice of a financial advisor regarding your particular financial situation. Investment products are not insured by the FDIC, NCUA or any federal agency, are not deposits or obligations of, or guaranteed by any financial institution, and involve investment risks including possible loss of principal and fluctuation in value. Investment advisory products and services are made available through Ameriprise Financial Services, LLC, a registered investment adviser. Securities offered by Ameriprise Financial Services, LLC. Member FINRA and SIPC. For additional important disclosures on engagement rules, linking to third party content or other risks, please visit: www.ameriprise.com/social *Ameriprise Financial Q1 2024 Earnings Release.

ameriprise.com

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