Bhavika Makkar
Compliance Analyst @Ameriprise Financial Services, LLC
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WORK HISTORY
Compliance Analyst @Ameriprise Financial Services, LLC
Gurugram, IN
Compliance Analyst | Risk Management SpecialistUtilizing expertise in risk management and mitigation to drive compliance excellence, ensuring adherence to regulatory requirements, and safeguarding against financial crimes- Conducting thorough Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) on High Net Worth Individuals (HNIs) and entities to minimize risk exposure- Developing and implementing effective risk mitigation strategies to prevent fraud on banking products, ensuring compliance with FINRA regulations- Monitoring client transactions, reviewing payments, and verifying beneficiaries to prevent money transfers that violate OFAC rules and regulations- Analyzing data to identify trends, patterns, and potential risks, utilizing Power BI to generate insightful reports and visualizations that inform compliance decisions- Collaborating with cross-functional teams to ensure seamless compliance integration, driving a culture of risk awareness, and promoting best practices in compliance management.Results-driven compliance professional dedicated to protecting the integrity of financial systems, preventing financial crimes, and upholding regulatory standards.
EDUCATION
Bhabha University Bhopal
Bachelor of Business Administration - BBA, Finance, General
ABOUT BHAVIKA MAKKAR
I am keen to work in a dynamic and challenging organization where there is an opportunity…
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