Bharath S Rao
Associate @JPMorganChase
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WORK HISTORY
Associate @JPMorganChase
Mumbai, IN
Part of the Managed Solutions & Strategy and Investment Solution business- Perform ongoing monitoring of investment managers by reviewing, analyzing, and tracking due diligence questionnaires, financial statements, Form ADVs, fund valuation policies, marketing materials, Compliance manual, Cybersecurity policies and other documents- Review, track, and update various information on new and existing managers, including ownership, location, employees, regulatory events and public filings- Co-ordinate and prioritize operational due diligence activities and processes across different investment products (e.g. mutual funds, Hedge Funds, Private Equity, ETFs etc.)- Conduct both on-site due diligence meetings and conference calls with investment managers, CCO\'s, CIO\'s, GC and other operational personnel- Document due diligence meetings and investment manager conversations in a specified report template and present findings to Global Risk Committee- Conducting assessments of third-party service providers including fund administrators, compliance consultants, legal counsels, systems, accountants, and expert networks- Participate in investment research manager meetings, industry conferences and events. Serve as a resource for Investment professionals and clients on regulatory or other industry issues and operations best practices.
EDUCATION
Monash University
Masters, Finance & Banking
Presidency College
2007 Bachelors, Commerce (Accounting & Finance)
Bangalore University
Bachelor of Commerce (B.Com.), Accounting and Finance
ABOUT BHARATH S RAO
An enthusiastic & result-driven professional with 9+ years of experience and a diverse background in Fund Research, Investment Non-Investment Consulting, Multi-manager research, Manager Selection, Investment Due Diligence, Operational Due Diligence, Investment risk, portfolio construction & strategy and cash management operations. An Individual with strong analytical skills who possess a deep understanding and knowledge of the Investment Consulting business, due diligence and risk management. Tech savvy, proficient in qualitative research methods, CFA Level I candidate, excellent computer, reporting and communication skills. Having a thorough understanding of the global financial markets, including a wide variety of investment disciplines and various asset classes. Knowledge of MSCI Barra One, Bloomberg, Wilshire Atlas, Style Advisor (Zephyr),Blackrock Aladdin, AlphaPipe and other financial information sources Other core competencies include: Risk Management, Market Risk, Credit Risk, Basel Counterparty Risk, Operational Risk, Trading & Operations, Valuation, Fund Accounting, Securities Lending, Compliance, Legal, Cybersecurity Risk etc.
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