Bharat Ubale
Compliance AML KYC Analyst | End to End KYC Remediation | sanctions screening | Transaction monitoring
- Role
- Senior Compliance Analyst at Citi
- Location
- Pune, MH, IN
- LinkedIn followers
- 500 followers
About Bharat Ubale
5+ Years of Experience in KYC and AML Process || Certified investment banking operations professional || Transaction monitoring || Sanctions || Global Periodic review
Experience
Senior Compliance Analyst
Aug 2024 — Present
Assist Citi on KYC efforts in accordance to the NAM AML KYC Ops proceduresPerform KYC including monitoring and tracking of KYC records, assisting with the development and execution of action plan for expiring records, and ensuring records are not past dueDetermining if the accounts are in scopeClient Identification, Verification and ScreeningInformation such as customer’s address, employment (including employer), connectivity to PEP/SPF (Sanctions Screening), will be validated and confirmed. These will be validated based on existing information available or through approved third-party sites. Based on the results, enhanced due diligence checks will be performed which include negative news and social media checksPartner with internal units to ensure adequate due diligence process is carried out for customer accounts and documentation reviewsEnsure all information and documentation comply with local regulation and Citi standardsSend the requests to Outreach/RM for accounts where information is required to complete the review
Education
Nutan maratha college jalgaon
12th, Science
Sinhgad Institute Of Management
Master of Business Administration - MBA, Accounting and Finance
2016 — 2018
SINHGAD INSTITUTE OF TECHNOLOGY,LONAVLA
Bachelor of Engineering - BE, electronics and telecommunications
2011 — 2016
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