Bhagirath Vaishnav

Experience

1. Senior Corporate Associate

   Intertrust Group

   Dec 2019 — Present · Bengaluru, IN

   Looking after corporate compliance and secretarial matters • Preparation of Onboarding, Pre-incorporation, and Post-Incorporation documents.• Performed Due diligence review and risk assessment under High, Medium, and Low in respect to AML sanctions while onboarding client and under event-based changes in client structure (incl. of AML-KYC check).• Performed KYC reviews on various entities and individuals on Worldcheck and Fastlane Risk Engine.• Responsible to simplify the process under Automation saving the time and reducing the 4 eye review process to 2 eye review.• Performing Periodic / On-going File review, CDD (Client Due Diligence) on the all the service line clients i.e. Corporate Clients, Fund Clients, Capital Market Clients based on the risk criteria.• In case of any High Risk, Negative hit or PEP entities and individuals involved assisted in preparing the forms for further approval and review from Compliance team.• Data maintenance in Viewpoint Application along with creation of new Master file and Master data for all the client entities and stakeholders.• Performing Periodic / On-going File review, CDD (Client Due Diligence), EDD (Extensive Due Diligence) on the all the service line clients based on the risk criteria.• Preparation of SOPs/Job aides in relation to Client Onboarding, corporate secretarial as applicable from time to time.• Provided training to colleagues as a Subject Matter Expert (SME) and contributed to drafting Standard Operating Procedures (SOPs).• Preparation and presenting MIS report for management reporting and maintenance of Dashboard

Education

• Veer Narmad South Gujarat University, Surat

  Bachelor of Commerce

  2012 — 2015

• The Institute of Company Secretaries of India

  Company Secretary [CS]

  2013 — 2016