Beverly Dunphy
Chief Compliance Officer @The Hampshire Companies
Morristown, NJ, US
EMAILS
MOBILE NUMBERS
+91 *********19
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WORK HISTORY
May 2020 — Present
Chief Compliance Officer @The Hampshire Companies
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Morristown, NJ, US
EDUCATION
N/A
University of Delaware - Lerner College of Business and Economics
Bachelor of Science (B.S.)
SKILLS
Series 9/10Regulatory InteractionsComplianceSecurities RegulationSecuritiesCapital MarketsSeries 7Series 24Series 63SurveillanceSeries 55Regulatory AffairsDrafting PoliciesTrading SystemsAnti Money LaunderingInternal AuditOptionsFinraRisk ManagementRegulatory AuditsInternal ControlsTrading
ABOUT BEVERLY DUNPHY
Chief Compliance Officer at The Hampshire Companies
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