Beverley Smyk
Managing Director & Head, Canadian Markets Compliance Advisory @TD Securities
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WORK HISTORY
Managing Director & Head, Canadian Markets Compliance Advisory @TD Securities
Toronto, ON, CA
EDUCATION
York University
Business/Commerce, General
The Association of Certified Anti-Money Laundering Specialists ACAMS
CAMS - Certified Anti-Money Laundering Specialists, Anti-Money Laundering and Counter-Terrorism Financing Program
Canadian Securities Institute
Capital Markets Compliance
ABOUT BEVERLEY SMYK
Perform in a leadership capacity by promoting a culture of compliance and protecting the reputation of the Firm by ensuring regulatory compliance with applicable securities laws and regulatory requirements through the delivery of policies and procedures and compliance guidance. Businesses supported: Fixed Income, Foreign Exchange, Commodities & Energy, Equities, OTC Derivatives, Prime Brokerage and Treasury and Balance Sheet Management.
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