Betsy Hodges

Chief Compliance Officer at USCA Securities, LLC

Role: Chief Compliance Officer at U.S. Capital Wealth
Location: Austin, TX, US
LinkedIn followers: 500 followers

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Experience

Chief Compliance Officer
U.S. Capital Wealth
Mar 2024 — Present

Education

Purdue University
Retail Management
2002 — 2006

Contact information

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Work email
•••••@uscallc.com
Personal email
•••••@•••••.com
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Current company

U.S. Capital Wealth

Financial Services · 131 employees · Founded 2010

Headquartered in Houston, Texas, with a strategic Texas presence across Austin, Dallas, and Georgetown, as well as offices in New York City, Massachusetts, and Florida, U.S. Capital Wealth LLC (“USCW”) is an integrated financial services boutique with primary business lines in Wealth Management and Capital Markets. USCW's Wealth Management division provides a full range of advisory services and solutions to high net worth individuals and family offices. USCW's Capital Markets division, which includes the firm's, Equity Research, Institutional Client, Investment & Merchant Banking, and Public Finance businesses, advises corporate, institutional and municipal clients. Securities offered through USCA Securities LLC, member FINRA/SIPC; Investment advisory services offered through U.S. Capital Wealth Advisors, LLC; Municipal advisory services offered through USCA Municipal Advisors LLC, member MSRB.

uscallc.com

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Experience

Chief Compliance Officer

Education

Purdue University

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